History of
Sciences in the Islamic World
Medical Science
Hospitals
Pharmacology
Industry
Geography
Chemistry
Mathematics
Art
Mechanical Engineering
MISCELLANEOUS
CONCLUSIONS
Reference
I. Medical Science
Dr. Meyerhof writes in "The Legacy of Islam" (P.132): "Muslim
doctors laughed at the Crusaders' medical attendants for their
clumsy and elementary efforts. The Europeans had not the
advantage of the books of Avicenna, Jaber, Hassan bin Haytham,
Rhazes. However, they finally had them translated into Latin.
These translations exist still, without the translators' names.
In the 16th century the books of Averroes (Inb Rushd) and
avicenna (Ibn Sina) were put out in Latin translation in Italy
and used as the basis of instruction in the Italian and French
universities."
On page 116 of the same work he writes that after Rhazes'
death the works of Avicenna (AD 980-1037) were taken up. His
influence on thought and philosophy and general science was
profound, and his medical works (based on the works of Galen
which he had found in the Samarqand library in Arabic
translation) had a sensational outrech.
Other scientists followed - Abu'l-Qais of Andalusia; Ibn-Zahr
of Andalusia; Abbas the Irani; Ali ibn-Rezvan of Egypt; Ibn
Butlan of Baghdad; Abu Mansur Muwaffaq of Herat; Ibbn Wafeed of
Spain; Masooya o Baghdad; Ali-ibn-Esau of Baghdad; Ammar of
Mosul; Ibn-Rushd (Averroes) of Andalusia; whose works were
translated into Latin were used in European universities. Europe
knew nothing of the cholera bacterium when Islam entered Spain,
and the people there regarded the disease as a punishment sent
from heaven to exact the penalty of the sins: but Muslim
physicians had already proved that even the public plague was a
contagious disease and nothing else.
Dr. Meyerhof writes of Avicenna's book "The Canon" that it is
a masterpiece of medical science which proved its vworth by being
printed in a series of 16 editions in the closing years of the
15th century AD, 15 Latin and one Arabic. In the 16th century
more than a score of further editions were published, because of
its value as a scientific work. Its use continued throughout the
17th and 18th centuries, so that it became the most widely known
of all medical treatises. It is still consulted in medical
schools.
Will Durant writes that Mohammad ibn Zachariah Razi (Rhazes)
was one of Islam's most progress physicians, author of 200
treatises and books well worth studying today: in particular his
1. "Smallpox and Measles" (published in Latin and other
European tounges in 40 editions between 1497 and 1866), and
2. "The Great Encyclopedia" 20 volumes mostly unobtainable
nowadays: five volumes were devoted to optics; translated into
Latin AD 1279; printed in five editions in 1542 alone; known as
the most authoritative work on the eye and its ailments and
treatment for centuries; one of the nine basic works on which
Paris University composed its medical course in 1394 AD.
Surgery made similar progress in the hands of Islamic
practitioners, who even used anaesthetics, though theses are
assumed to be of modern origin. They employed a henbane base.
Among Rhazes' innovations was the use of cold water to treat
persistent fever, of dry-cupping for apoplexy, of mercury
ointment and animal gut for wound sutures, and many others.
Further information on Islamic medicine can be sought from the
many books on the subject. The diagnosis of tuberculosis from the
fingernails, the cure of jundice, the use of cold water to
prevent haemorrage, the crushing of stones in bladder and kidney
to facilitate their removal, and surgery for hernia are among
advances too numerous to mention in detail. The greatest of the
Islamic surgeons was Abu'l Qasem of Andalusia, affectionately
called Abu'l-Qays, and sometimes Abu'l-Qasees, flourit 11th
century AD, inventor of very many surgical instruments and author
of books to describe them and their uses -books translated and
printed in innumerable editions in Latin and used all over
Europe, the last such edition being in 1816.
II.
Hospitals
Georgi Zeidan writes: "Within two centuries of the death of
the Prophet, Mecca, Medina and and other great Muslim cities all
had hospitals, while the Abbasid governors and their ministers
competed each for his own region to have the best such
institution for the care of the sick. Baghdad alone had four
important hospitals. By three centuries after the hijra the
governor Adhud-ud-Dowleh Deylamy had founded the Adhudi Hospital
with 24 specialists, each master of his own particular field, a
hospital which soon earned the reputation of excelling all
hospitals throughout Islam, though in the course of time it too
was surpassed.
The order and arrangement of Islamic hospitals was such that
no distinctions of race, religion or occupation were recognised,
but cure was administered with meticulous care to
any patient. Separate wards were allotted for patients of
specific diseases. These were teaching hospitals where the
students learned theory and observed practice. In addition, There
were travelling hospitals which carried doctors and their gear by
camel or mule to every district. Sultan Mahmoud the Seljuk
travelled with a hospital which required 40 camels for its
transport."
Dr. Gustave le Bon writes: "Muslim hospitals went in for
preventive medicine and the preservation of health as much as if
not more than for the cure of the already diseased. They were
well-aired and had plenty of running water. Muhammad bin
Zachariah Razi (Razes) was ordered by the Sultan to seek out the
healthiest place in the Baghdad neighbourhood for the
construction of a new hospital. He visited every section of the
town and its environs, and hung up a piece of meat which he left
while he looked into infectious diseases in the neighbourhood and
studied climatic conditions, particularly the state of the water.
He balanced all these various experimental tests and finally
found them all to indicate that the place where the portion of
meat was the last to putrefy and develop infectious bacteria was
the spot on which to build. These hospitals had large common
wards and also private wards for individuals. Pupils were trained
in diagnosis and brought obserrvation and experience to the
perfecting of their studies. There were also special mental
hospitals, and pharmacies which dispensed
prescriptions gratis."
Marc Kapp writes: "Cairo had a huge hospital with playing
fountains and flower-decked gardens and 40 large courtyards.
Every unfortunate patient was kindly received, and after his cure
sent home with five gold coins. While Cordoba, besides its 600
mosques and 900 hammams, had 50 hospitals."
III.
Pharmacology
[Pharmacology, as many other branches of sciences, is
considered by Europeans to be an entirely new scientific field.
In this respect, they feel, like ancient tribes, that the world
is limited to the horisons of their territory. One must realize
that this knowledge has mainly originated from the Middle East as
well as from China].
[In Europe, until recently,] there was a surprising reluctance
to apply anything resembling scientific principles to
therapeutics. Even Robert Boyle, who laid the scientific
foundations of chemistry in the middle of the seventeenth
century, was content, when dealing with therapeutics (A
Collection of Choice Remedies, 1692), to describe and recommend a
hotch-potch of messes consisting of worms, dung, urine and the
moss from a dead man's skull.
Gustave le Bon writes: "Besides the use of cold water to treat
typhoid cases - a treatment later abandoned, though Europe is
taking this Muslim invention up again in modern times after a
lapse of centuries - Muslims invented the art of mixing chemical
medicaments in pills and solutions, many of which are in use to
this day, though some of them are claimed as wholly new
inventions of our present century by chemists unaware of their
distinguished history. Islam had dispensaries which filled
prescriptions for patients gratis, and in part of countries where
no hospitals were reachable, physicians paid regular visits with
all the tools of their trade to look after public health."
Georgi Zeidan writes: "Modern European pharmacologists who
have studied the history of their profession find that Muslim
doctors launched many of the modern beneficial specifics
centuries ago, made a science of pharmacology and compound cures,
and set up the first pharmacies on the modern model.
So that Baghdad alone had 60 chemists shops dispencing
prescriptions regularly at the charges of Caliph. Evidence of
these facts can be seen in the names given in Europe to quite a
number of medicines and herbs which betray their Arabic, Indian
or Persian origin." Such are 'alcohol', 'alkaner', 'apricot',
'arsenic', to quote some 'a's alone.
IV. Industry
The Abbasid Caliph Haroun-al-Rashid sent Charlemagne in Aix
from Baghdad a present of a clock made by his horologists which
struck a bell on the hour very hour, to the great wonder and
delight of the whole court of the newly crowned Holy Roman
Emperor.
The massacre and expulsion of the Muslims of Andalusia by the
Christians carried with it the clousure of many of the great
factories that has existed under Islamic rule, and the standstill
of progress that had been made in science, crafts, arts,
agriculture, and other products of civilization. Towns began to
fall into ruin because of the lack of skilled masons. Madrid
dropped from 400,000 to 200,000 inhabitants: Seville, which had
possessed 1,600 factories under the Muslims, lost all but 300,
and the 130,000 workers formerly employed had no more jobs, while
the census of Philip IV showed a fall of 75% in population
figures.
It was the Muslims also who brought about the substitution of
cotton-wove paper for the old parchments; and it was this
invention which formed the basis for Europe's later invention of
printing, using an old Chinese technique, and so for the vast
uprush of learning which came with the Renaissance. More, since
monks were starved for parchment on which to write their
religious works, they were tending more and more to scrape off
priceless ancient scientific texts from old parchments and to use
them again as palimpsets. The introduction of paper put a stop to
this disastrous practice in time to save quite a number of texts
which would have otherwise been lost for ever, as, alas, too many
were.
A paper manuscript of the year AD 1009 was found in the
Escorial library, and claims to be the oldest hand-written book
on paper still in existence. Silk-wove paper, of course, was a
Chinese invention, since silk was native to China though rare in
Europe; and the Musulman genius lay in seeing the possibility of
substituting cotton for silk, and so giving Europe a plentiful
supply of a practicable material for the reproduction of books by
the monkish scribes.
Philip Hitti writes in his "History of the Arabs" that the art
of road-making was so well developed in Islamic lands that
Cordova had miles of paved road lit from the houses on each side
at night so that people walked in safety; while in London or
Paris anyone who ventured out on a rainy night sank up to his
ankles in mud - and did so for seven centuries after Cordova was
paved! Oxford men then held that bathing was an idolatrous
practice; while Cordovan students revelled in luxurious public
hammams!
V.
Geography
The Arabian Nights' tales of Sindbad the Sailor, and of his
voyages to China, Japan, and the Spice Islands of Indonesia, give
quite enough evidence of the brilliance of Arabic commercial
shipping and the knowledge of meteorology and geography which was
at their disposal. Small wonder that the Faith spread through
them from Morocco to Mindanao.
But, besides the SE Asian seas, arabic sailors penetrated far
down the East coast of Africa, and also up the rivers which are
channels from the Black Sea into the distant interior of Russia.
The Safarname (Travel journal) of Suleiman, a sea-captain of
Seraf, the port on the Persian Gulf recently excavated by Dr.
David Stronach of the British Institute of Persian Studies, was
published at the end of the 9th century AD with accounts of his
voyages to India and China. It was translated into Latin, as
giving some of the earliest first-hand knowledge of China which
ever reached Europe.
The geographer Ibn Hauqal (floruit circa AD 975) wrote in his
preface: "I have written the latitude and longitude of the places
of this earth, of all its countries, with their boundaries, and
the dominions of Islam, with acareful map of each section on
which I have marked numerous places, e.g. the cities, the
kasbahs, the rivers, the lakes, the crops, the types of
agriculture, the roads, the distances between place and place,
the goods for commerce and everything else in the science of
geography which can be useful to sovereigns and their ministers
and interesting to all people in general.
Abu-Reihan al-Biruni, Ibn Batuta and Abu'l-Haussan are amongst
other names in the history of the science of geography whose
worldwide travels were accompanied by meticulous observation and
painstaking notes, which are amongst the proudest achievements of
science in our world to this day.
VI.
Chemistry
Jaber ibn Haiyan, disciple of the sixth Imam Ja'afar-i-Sadeq,
became known world-wide as "the Father of Chemistry" and of Arab
alchemy. His influence on western chemistry and alchemy was
profound and long-lasting. Some hundred of his works survive. Of
him the late Sayyid Hebbat-ud-Din Shahristani of Kadhemain, once
Iraq's Minister of Education, writes: "I have seen some 50
ancient MSS of works of Jaber all dedicated to his master Imam
Ja'afar. More than 500 of his works have been put into print and
are for the most part to be found among the treasures of the
National libraries of Paris and Berlin, while the savants of
Europe nickname him affectionately 'Wisdom's Professor' and
attribute to him the discovery of 19 of the elements with their
specific weights, etc. Jaber says all can be traced back to
simple basic particle composed of a charge of lightning
(electricity) and fire, the atom, or smallest indivisible unit of
matter, very close to modern atomic science.
The blending of colouring matters, dyeing, extraction of
minerals and metals, steelmaking, tanning, were amongst
industrial techniques of which the Muslims were early masters.
They produced Nitric Acid, Sulphoric acid, Nitro-glycerin,
Hydrochloric Acid, Potassium, Aqua Ammonia, Sal Ammoniac, Silver
Nitrate, Sulphoric Chloride, Potassium Nitrate, Alcohol, Alkali
(both still known by their Arabic names), Orpiment (yellow
tri-sulphide of arsenic; arsenic is derived from the Persian zar
= gold, adjective zarnee = golden, Arabised with article "al" to
"al-zernee" pronounced "azzernee" and so taken into Greek where
was turned to the recognizable word "arsenikon" which means
"masculine" since the gold colour was supposed to link it with
the sun, a musculine diety!): and finally - though this does not
close the list we might cite - Borax, also an Arabic word -
Booraq. Further, the arts of distilling, evaporation,
sublimation, and the use of Sodium, Carbon, Potassium Carbonate,
Chloride, and Ammonium were common under the Abbasid Caliphate.
VII.
Mathematics
Baron Carra de Vaux, author of the chapter on "Astronomy and
Mathematics" in "The Legacy of Islam" (OUP 1931 pp. 376-398),
points out that the word "algebra" is a Latinisation of the
Arabic term Al-jabr (= "i.e. of complicated numbers to a simpler
language of symbols)., thereby revealing the debt the world owes
to the Arabs for this invention. Furthermore the numerals that
are used are "Arabic numerals" not merely in name but also in
fact. Above all Arabs' realisation of the value of the Hindu
symbol for zero laid the foundation of all our modern
computerised technology. The word "zero", like its cousin
"cipher" are both attempts at transliterating the Arabic "sefr",
in order to convoy into Europethe reality and the meaning of that
word in Arabic.
De Vaux writes: "By using ciphers the Arabs became the
founders of the arithmetic of everyday life; they mada algebra an
exact science and developed it considerably; they laid the
foundations of analytical geometry; they were indisputably the
founders of plane and spherical trigonometry. The astrolabe
(safeeha) was invented by the Arab Al-Zarqali (Arzachel) who
lived in Spain AD 1029-1087. The word "algorism" is a
latinisation of the name of his home province Al-Khwarizmi. The
Arabs kept alive the higher intellectual life and the study of
science in a period when the Christian West was fighting
desperately with barbarism".
This is not the place to go further into Muslim achievements
in mathimatics and astronomy. Suffice it to refer once again to
the Jalali calendar of Omar Khayyam, with its formulae for exact
calculation of the timing of the earth's orbits round the sun, to
which reference has been made earlier.
VIII. Art
Cordova Mosque is one of the finest monuments of Muslim art in
Europe. Its architect and masons were local talent, who
introduced a number of novelties. The Muslims excelled at mosaic,
inlay, fretwork and applique work of all types. Marvellous doors,
pulpits, and ceilings are decorated in many of the ancient
mosques all over the Muslim world with a lacelike design of
mosaic, carved invory and wood and plaster, and fitted pieces of
carved wood interlocking with each other with consummate
artistry. Chased and engraved wood and ivory are everywhere. Thus
the Altar of the Church of Saint Isidore Hispalensis (archbishop
of Seville in the first years of the 7th century AD) like the
carved ivory jewel-case made for Queen Isabella in the 11th
century and the carved ivory box now in the Church at Bayeux of
the 12th century (obviously some Crusader's loot from the East)
inlaid with silver in chased gold, are examples of that art which
was the glory of Eastern lands. All this delicate and minute
handiwork was carried out with the crudest and roughest of tools,
itself a further tribute to the skill and artistry of the makers.
Jewel-studded boxes and cases and caskets are to be seen in
many places, though the best are on view in the museums of
Damascus and Cairo. Well said Sa'adi: "An Eastern artist may take
40 years to make one porcelain vase: the West turns out 100 a
day, all like: the comparative worth of the two products can be
easily reckoned!"
The Muslims were also past masters of the art of carved and
coloured plaster work, in a style which still subsists though
modern technologies are, alas, rendering the skill rarer all the
time. Tenth century examples, some with enamelled work also, are
to be found in Andalusia. The Alhambra has 13th century
masterpieces of this work. The glitter like the later Italian
Majolica. The famous Alhambra flower-vase, 1.5 metres high, is
unique in this line.
IX. Mechanical Engineering
About the author
Donald R. Hill, a retired engineer, became interested in
Arabic while serving with Britain's Eighth Army in North africa
during World War II. After the war, he worked for the Iraq
Pertoleum Company, returning to England to join Imperyal Chemical
Industries. He later moved to senior positions in the
subsidiaries of two U.S. petrochemical corporations, from which
he retired in 1984. He now devotes his time to Arabic studies, in
which he has earned a master's degree from Durham University and
a Ph.D. from the University of London's School of Oriental and
African studies. His translation of al-Jazari's book of mechines
won for him a share of the 1974 Dexter Prize, awarded by the
American Society for the History of Technology.
Preface
The West is accustomed to seeing its own intellectual
development as having been shaped, in the main, by internal
factors. This view of history traces our heritage back from the
Industrial Revolution to the Enlightenment and Renaissance and,
thence, via the monkish scribes of the Middle Ages, to the
fountainhead: Greece, Rome and the ancient empires of the Fertile
Crescent.
But the picture is incomplete because it ignores the
intermediation of the civilization of Greek Christendom (or
Byzantium), Hindu India, Confucian China and Islam. Our subject
here is the technology of medieval Islam - the knowledge it
preserved, the new ideas it contributed to the medieval world and
the inventions by which it anticipated later developments.
When the prophet Muhammad died in A.D. 632, he left behind a
new religion with its administrative centre at Medina and its
spiritual heart at Mecca. Within about a year of his death the
rest of Arabia had joined the Muslim fold; by 750 the Arab Empire
stretched from the Pyrenees to central Asia.
Although the advent of Islam brought immense political,
religious and cultural changes, the technological traditions were
largely unaffected. In mechanical engineering the Muslims adapted
the techniques of earlier civilizations to satisfy the needs of
the new society. These needs centered on a city life more
extensive than any seen since Roman times.
Baghdad's population is estimated to have reached about 1.5
million in the 10th century, and cities such as Cordoba, Cairo
and Samarkand, although smaller, were still of considerable
magnitude. Paris, by contrast, would not number 100,000 souls for
another 400 years. Feeding and clothing the inhabitants of the
Islamic world's vast urban centers placed great demands on
agriculture and distribution. These, in turn, depended on
technology for supplying irrigation water to the fields and for
processing the crops into foodstuffs.
Water and water power, therefore, will constitute our first
concern. Then we shall describe water mills. Finally, we shall
turn to descriptions, most of them in a handful of treatises that
have come down to us, of water clocks, fountains and various
automata, some of which might seem trivial to modern eyes. Yet
they exploit concepts, components and techniques that did not
enter the armamentarium of European engineering until the time of
the Renaissance.
The most ancient water-raising machine is the shaduf, a
counterweighted lever from which a bucket is suspended into a
well or stream. It appears in illustrations from as early as 2500
B.C. in Akkadin reliefs and is still in use today in parts of the
Middle East. Other traditional water-raising machines, introduced
between the third and first centuries B.C., include the screw, or
water snail, whose invention is attributed to the great
mathematician Archemides. It consists of a helical wooden blade
rotating within a barrellike wooden cylinder, a design that could
not push water up inclines greater than about 30 degrees,
although 20 degrees was more common.
Higher lift was achieved by the noria, a large wheel driven by
the velocity of the current. On the outer rim a series of
compartments are fitted in between a series of paddles that dip
into the water and provide the propulsive power. The water is
scooped up by the compartments, or pots, and is discharged into a
head tank or an aqueduct at the top of the wheel. Norias could be
made quite large. The well-known whells at Hama on the river
Orontes in Syria have a diameter of about 20 meters. The noria is
self-acting, and its operation thus requires the presence of
neither man nor beast. It is, however, expensive to build and
maintain.
The "saqiya" is probably the most widespread and useful of all
the water-raising machines that medieval Islam inherited and
improved. It is a chain of pots driven by one or two animals by
means of a pair of gears. The animals push a drawbar through a
circle, turning an axle whose pinion meshes with a vertical gear.
The gear carries a bearing for the chain of pots, or pot garland
- two ropes between which earthenware pots are suspended. The
chain of pots is optimal for raising comparatively small amounts
of water from comparatively deep wells.
Other mechanisms, however, were required to raise large
quantities of water relatively small distances. The problem can
be solved by using a spiral scoop wheel, which raises water to
the ground level with a high degree of efficiency. The machine is
very popular in Egypt nowadays, and engineers at a research
laboratory near Cairo have been trying to improve the shape of
the scoop in order to achieve the maximal output. Although it
appears very modern in design, this is not the case; a
12th-century miniature from Baghdad shows a spiral scoop wheel
driven by two oxen.
These machines are still in use in many oil-poor middle
eastern countries, because for many purposes they are at least as
efficient as diesel-driven pumps. Moreover, they do not require
imported fuels, spare parts or labor. Vital time can therefore be
saved, when the loss of even a single day's operation of a
machine can kill a crop, making reliable performance literally a
matter of life and death.
Given the importance of water-raising devices to the economy
of many Islamic societies, it is hardly surprising that attempts
were made to introduce new designs or modify existing ones. Some
of the most interesting innovations are found in one section of
Ibn al-Razzaz al-Jazari's great book, The book of knowledge of
Ingenious Mechanical Devices, which was completed in Diyar Bakr
in Upper Mesopotamia in 1206 AD.
From our point of view, the most significant aspect of these
machines is the ideas and components that they embody. For
example, one of them is explicitly designed to eliminate
out-of-balance loading and so produce a smoother operation.
Another incorporates a crank, the first known example of the
non-manual use of this important component. Some of these devices
functioned as curiosities.
The invention containing the most features of relevance for
the development of mechanical design, however, was intended as a
practical machine for high-lift duties: a twin cylinder,
water-driven pump. A stream turned a paddle wheel meshing with a
horisontal gear wheel, which was installed above a sump that
drained into the stream. The horisontal wheel contained a slot
into which a vertical pin fitted near the perimeter of the wheel.
The turning wheel moved two connecting rods back and forth,
thus driving opposing pistons made of copper disks spaced about
six centimeters apart, the gap being packed with hemp. The
pistons entered copper cylinders, each one having a suction and
delivery pipe. One piston began its suction stroke while the
other began its delivery stroke. This machine is remarkable for
three reasons: it incorporates an effective means of converting
rotary into reciprocating motion, it makes use of the
double-acting principle and it is the first pump known to have
had true suction pipes.
Waterpower was clearly a prominent concern of medieval Islamic
planners. Whenever they mentioned a stream or river, for example,
they often included an estimate of how many mills it would
operate. One might say that they assessed streams for "mill powe"
WATERMILLS
The three main types of waterwheel had all been in existence
since Classical times - the horisontal wheel and two variations
of the vertical wheel. The horisontal wheel has vanes protruding
from a wooden rotor, onto which a jet of water is directed. In
modern Europe the design was altered to use water moving axially,
like air flowing through a pinwheel, creating the water turbine.
Interestingly, wheels with curved blades onto which the flow was
directed axially are described in an Arabic treatise of the ninth
century.
The more powerful vertical wheels came in two designs:
undershot and overshot. The former is a paddle wheel that turns
under the impulse of the current. The overshot wheel receives
water from above, often from specially constructed channels; it
thus adds the impetus of gravity to that of the current.
When the levels of rivers fall in the dry season, and their
flow diminishes, undershot wheels lose some of their power.
Indeed, if they are fixed to the banks of rivers, their paddles
may cease to be immersed. One way this problem was avoided by
mounting the waterwheels on the piers of bridges and taking
advantage of the increased flow there. Another common solution
was provided by the shipmill, powered by undershot wheels mounted
on the sides of ships moored in midstream. On the rivers Tigris
and Euphrates in the 10th century, in Upper Mesopotamia, which
was the granary for Baghdad, enormous shipmills made of teak and
iron could produce 10 tons of flour from corn in every 24-hour
period.
Gristmilling - the grinding of corn and other seeds to produce
meal - was always the most important function of mills. Mills
were, however, put to many other industrial uses. Among these
applications were the fulling of cloth, the crushing of mettalic
ores prior to the extraction process, rice husking, paper making
and the pulping of sugarcane. The usual method of adapting
waterwheels for such purposes was to extend the axle and fit cams
to it. The cams caused trip-hammers to be raised and then
released to fall on the material.
WINDMILLS
Where waterpower was scarce, the Muslims had recourse to the
wind. Indeed it was in riverless Seistan, now in the western part
of Afghanistan, that windmills were invented, probably early in
the seventh century A.D. The mills were supported on
substructures built for the purpose or on the towers of castles
or the tops of hills. They consisted of an upper chamber for the
millstones and a lower one for the rotor. A vertical axle carried
either 12 or six rotor blades, each covered with a double skin of
fabric. Funnel-shaped ducts pierced the walls of the lower
chamber, their narrower ends facing toward the interior in order
to increase the speed of the wind when it flowed against the
sails.
This type of windmill spread throughout the Islamic world and
thence China and India. In medieval Egypt it was used in the
sugarcane industry, but its main application was to gristmilling.
FINE TECHNOLOGY
Now we turn to a type of engineering that is quite different
from the utilitarian technology described so far. We may perhaps
call it fine technology, since its distinguishing features derive
from the use of delicate mechanisms and controls.
Some of these devices had obvious practical uses: water clocks
were used in astronomical observations and were also erected in
public places; astronomical instruments aided both observation
and computation. Other gave amusement and aesthetic pleasure to
the members of courtly circles. Still others undoubtedly had
didactic purposes, for example, to demonstrate the principles of
pneumatics as understood at the time. Apart from astronomical
instruments and the remains of two large water clocks in Fez,
Morocco, none of theses machines has survived. Our knowledge of
them comes almost entirely from two of Arabic treatises that have
come down to us.
The first is by the Bano (Arabic for sons of) Musa, three
brothers who lived in Baghdad in the ninth century. They were
patrons of scholars and translators as well as eminent scientists
and engineers in their own right. They undertook public works and
geodetic surveys and wrote a number of books on mathematical and
scientific subjects, only three of which have survived.
The one that concerns us here is "The Book of Ingenious
Devices". It contains descriptions, each with an illustration, of
100 devices, some 80 of which are trick vessels of various kinds.
There are also fountains that change shape at intervals, a
"hurricane" lamp, self-trimming and self-feeding lamps, a gas
mask for use in polluted wells and a grab for recovering objects
from the beds of streams. This last is of exactly the same
construction as a modern clamshell grab.
The trick vessels have a variety of different effects. For
example, a single outlet pipe in a vessel might pour out first
wine, then water and finally a mixture of the two. Although it
cannot be claimed that the results are important, the means by
which they were obtained are of great significance for the
history of engineering. The Banu Musa were masters in the
exploitation of small variations in aerostatic and hydrostatic
pressures and in using conical valves as "in-line" components in
flow systems, the first known use of conical valves as automatic
controllers.
In several of these vessels, one can withdraw small quantities
of liquid repeatedly, but if one withdraws a large quantity, no
further extractions are possible. In modern terms, one would call
the method used to achieve this result a fail-safe system.
The second major treatise to have come down to modern times
was written by al-Jazari at the close of the 12th century. He was
a servant of the Artuqid princes, vasals of Saladin (who
vanquished Richard the Lion Heart during the Third Crusade). His
work places him in the front rank of mechanical engineers from
any cultural region in pre-Renaissance times.
Several of al-Jazary's machines have been reconstructed by
modern craftsmen working from his specifications, which provided
far more detail than was customary in the days before patent law
was invented. Such openness has rarely been encountered until
recent times.
WATER CLOCKS
Al-Jazari's clocks all employed automata to mark the passage
of the hours. These included birds that discharged pellets from
their beaks onto cymblas , doors that opened to reveal the
figures of humans, rotating Zodiac circles, the figures of
musicians who struck drums or played trumpets and so on.
Generally speaking, the prime movers transmitted power to these
automata by means of pulley systems and tripping mechanisms. In
the largest of the water clocks, which had a working face of
about 11 feet high by 4.5 feet wide, the drive came from the
steady descent of a heavy float in a circular reservoir.
Clearly, some means of maintaining a constant outflow from the
reservoir was needed and was indeed achieved in a most remarkable
way. Apipe made of cast bronze led out from the bottom of the
tap, and its end was bent down at right angles and formed into
the seat of a conical valve. Directly below this outlet sat a
small cylindrical vessel in which there bobbed a float with the
valve plug on its upper surface.
When the tap opened, water ran into the float chamber, the
float rose and caused a plug to enter the valve's seat. Water was
thus discharged from a pipe at the bottom of the float chamber,
and the valve opened momentarily, whereupon water entered from
the reservoir, the valve closed momentarily and so on. An almost
constant head was therefore maintained in the float chamber by
feedback control, and the large float in the reservoir descended
at constant speed. Al-Jazari said he got the idea for his
invention from a simpler version which he attributed to
Archimedes.
This clock did not record equal hours of 60 minutes each, but
temporal hours, that is to say, the hours of daylight or darkness
were divided by 12 to give hours that varied with the seasons.
This measurement required another piece of equipment: the pipe
from the float chamber leading into a flow regulator, a device
that allowed the orifice to be turned through a complete circle
and thus to vary the static head below the surface of the water
in the reservoir. Previous flow regulators had all been
inaccurate , but al-Jazari describes how he calibrated the
instrument accurately by painstaking tial-and-error methods.
Another type of clock, which may have been al-Jazari's own
invention, incorporates a closed-loop system: the clock worked as
long as it was kept loaded with metal balls with which to strike
a gong.
CANDLE CLOCKS
Al-Jazari also describes candle clocks, which all worked on a
similar principle. Each design specified a large candle of
uniform cross section and known weight (they even laid down the
weight of the wick). The candle was installed inside a metal
sheath, to which a cap was fitted. The cap was made absolutely
flat by turning it on a lathe; it had a hole in the centre,
around which, on the upper side, was an indentation.
The candle, whose rate of burning was known, bore against the
underside of the cap, and its wick passed through the hole. Wax
collected in the indentation and could be removed periodically so
that it did not interfere with steady burning. The bottom of the
candle rested in a shallow dish that had a ring on its side
connected through pulleys to a counterweight. As the candle
burned away, the weight pushed it upward at a constant speed. The
automata were operated from the dish at the bottom of the candle.
No other candle clocks of this sophistication are known.
MISCELLANEOUS
Other chapters of al-Jazari's work describe fountains and
musical automata, which are of interest mainly because in them
the flow of water alternated from one large tank to another at
hourly or half-hourly intervals. Several ingenious devices for
hydraulic switching were used to achieve this operation.
Mechanical controls are also described in chapters dealing with a
potpourri of devices, including a large metal door, a combination
lock and a lock with four bolts.
We see for the first time in al-Jazari's work several concepts
important for both design and construction: the lamination of
timber to minimize warping, the static balancing of wheels, the
use of wooden templates (a kind of pattern), the use of paper
models to establish designs, the calibration of orifices, the
grinding of the seats and plugs of valves together with emery
powder to obtain a watertight fit, and the casting of metals in
closed mold boxes with sand.
CONCLUSIONS
Previously how Islamic mechanical technology entered Europe is
unknown. Indeed, there may be instances of ideas being inherited
directly from the Greco-Roman tradition into medieval Europe. Nor
can we rule out cases of reinvention. When allowances have been
made, however, it seems probable that some elements of the rich
vein of Islamic mechanical engineering were transmitted to
Europe.
Any such technological borrowing would probably have been
mediated by contacts between craftsmen, by the inspection of
existing machines working or in disrepair and by the reports of
travelers. The most likely location for the transfer of
information was Iberia during the long years in which Christians
and Muslims coexisted.
The diffusion of the elements of machine technology from lands of
Islam to Europe may always remain partly conjectural. This should
not in any way be allowed to devalue the achievements of the
Muslim engineers, known and anonymous. Nor should we
overemphasize the relevance of the Islamic inventions to modern
machinery. Of equal or great importance is the contribution they
made to the material wealth, and hence the cultural riches, of
the medieval Near East.
END